As filed with the Securities and Exchange Commission on January 29, 2024
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Vera Therapeutics, Inc.
(Exact name of registrant as specified in its charter)
Delaware | 81-2744449 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification Number) |
Vera Therapeutics, Inc.
8000 Marina Boulevard, Suite 120
Brisbane, California 94005
(650) 770-0077
(Address, including zip code, and telephone number, including area code, of registrants principal executive offices)
Marshall Fordyce, M.D.
President and Chief Executive Officer
8000 Marina Boulevard, Suite 120
Brisbane, California 94005
(650) 770-0077
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Jodie Bourdet Kristin VanderPas Julia Boesch Cooley LLP 3 Embarcadero Center, 20th Floor San Francisco, California 94111 (415) 693-2000 |
Sean Grant Chief Financial Officer 8000 Marina Boulevard, Suite 120 Brisbane, California 94005 (650) 770-0077 |
Approximate date of commencement of proposed sale to the public: From time to time after this registration statement becomes effective.
If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box: ☐
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box: ☒
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: ☒ 333-265408
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. ☐
If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company and emerging growth company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☐ | Accelerated filer | ☐ | |||
Non-accelerated filer | ☒ | Smaller reporting company | ☒ | |||
Emerging growth company | ☒ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
The Registration Statement shall become effective upon filing in accordance with Rule 462(b) under the Securities Act of 1933, as amended.
EXPLANATORY NOTE AND INCORPORATION OF
CERTAIN INFORMATION BY REFERENCE
Pursuant to Rule 462(b) under the Securities Act of 1933, as amended, Vera Therapeutics, Inc. (the Registrant) is filing this Registration Statement on Form S-3 (this Registration Statement) with the Securities and Exchange Commission (the Commission). This Registration Statement relates to the public offering of securities contemplated by the Registration Statement on Form S-3 (File No. 333-265408) (the Prior Registration Statement), which the Registrant filed with the Commission on June 3, 2022, and which the Commission declared effective on June 13, 2022.
The Registrant is filing this Registration Statement for the sole purpose of increasing the aggregate amount of securities offered by the Registrant by a proposed aggregate offering price of $9,500,018, which includes shares that may be sold by the Registrant in the event the underwriters exercise their option to purchase additional shares of the Registrants Class A common stock. The additional securities that are being registered for issuance and sale are in an amount and at a price that together represent no more than 20% of the maximum aggregate offering price of unsold securities under the Prior Registration Statement. The information set forth in the Prior Registration Statement and all exhibits to the Prior Registration Statement are hereby incorporated by reference into this Registration Statement.
The required opinion and consents are listed on the Exhibit Index below and filed herewith or incorporated by reference herein.
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 16. Exhibits.
(a) | Exhibits. All exhibits filed with or incorporated by reference in the Registration Statement on Form S-3 (File No. 333-265408) are incorporated by reference into, and shall be deemed a part of, this Registration Statement, and the following additional exhibits are filed herewith, as part of this Registration Statement: |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Brisbane, California, on January 29, 2024.
VERA THERAPEUTICS, INC. | ||
By: | /s/ Marshall Fordyce | |
Marshall Fordyce, M.D. | ||
President and Chief Executive Officer |
Signature |
Title |
Date | ||
/s/ Marshall Fordyce |
President, Chief Executive Officer and Director | January 29, 2024 | ||
Marshall Fordyce, M.D. | (Principal Executive Officer) | |||
/s/ Sean Grant |
Chief Financial Officer | January 29, 2024 | ||
Sean Grant | (Principal Financial Officer) | |||
/s/ Joseph Young |
Senior Vice President, Finance and Chief Accounting Officer | January 29, 2024 | ||
Joseph Young | (Principal Accounting Officer) | |||
/s/ Michael Morrissey* |
Chairperson of the Board | January 29, 2024 | ||
Michael Morrissey, Ph.D. | ||||
/s/ Andrew Cheng* |
Director | January 29, 2024 | ||
Andrew Cheng, M.D., Ph.D. | ||||
/s/ Patrick Enright* |
Director | January 29, 2024 | ||
Patrick Enright | ||||
/s/ Kimball Hall* |
Director | January 29, 2024 | ||
Kimball Hall | ||||
/s/ Maha Katabi* |
Director | January 29, 2024 | ||
Maha Katabi, Ph.D. | ||||
/s/ Scott Morrison* |
Director | January 29, 2024 | ||
Scott Morrison | ||||
/s/ Beth Seidenberg* |
Director | January 29, 2024 | ||
Beth Seidenberg, M.D. |
*By: | /s/ Marshall Fordyce | |
Marshall Fordyce, M.D. | ||
Attorney-in-fact |
Exhibit 23.1
Consent of Independent Registered Public Accounting Firm
We consent to the use of our report dated March 28, 2023, with respect to the financial statements of Vera Therapeutics, Inc., incorporated herein by reference, and to the reference to our firm under the heading Experts in the prospectus.
/s/ KPMG LLP
San Francisco, California
January 29, 2024
EXHIBIT 107
Calculation of Filing Fee Tables
Form S-3
(Form Type)
Vera Therapeutics, Inc.
(Exact Name of Registrant as Specified in its Charter)
Newly Registered Securities
Security Type |
Security Class Title |
Fee Calculation Rule |
Amount Registered |
Proposed Maximum Offering Price Per Share |
Maximum Aggregate Offering Price |
Fee Rate |
Amount of Registration Fee | |||||||
Equity | Class A Common Stock, par value $0.001 per share |
Rule 457(o) |
(1) | (1) | (1) | |||||||||
Unallocated (Universal) Shelf | Unallocated (Universal) Shelf |
Rule 457(o) |
(1) | (1) | $9,500,018 | 0.00014760 | $1,402.21 | |||||||
Total Offering Amounts | $9,500,018 | $1,402.21 | ||||||||||||
Total Fees Paid Previously | | |||||||||||||
Total Fee Offsets | | |||||||||||||
Net Fee Due | $1,402.21 |
(1) | The Registrant previously registered the offer and sale of certain securities, including its Class A common stock, par value $0.001 per share, having a proposed maximum aggregate offering price of $400,000,000 pursuant to Registration Statement on Form S-3 (File No. 333-265408), which was filed on June 3, 2022 and declared effective by the SEC on June 13, 2022 (the Prior Registration Statement). As of the date hereof, a balance of $277,999,996 of such securities remains unsold under the Prior Registration Statement. In accordance with Rule 462(b) under the Securities Act of 1933, as amended, and General Instruction IV(A) of Form S-3, the Registrant is hereby registering the offer and sale of an additional $9,500,018 of its shares of Class A common stock. The additional amount of securities that is being registered for offer and sale represents no more than 20% of the maximum aggregate offering price of the remaining securities available to be sold under the Prior Registration Statement. |